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AI Policy Template Pack

A fully drafted Generative AI Acceptable Use Policy for regulated organizations. Covers HIPAA, SOX, GDPR, and EU AI Act obligations. Customizable in Microsoft Word in under an hour — without engaging outside counsel.

Instant download via Gumroad · Word + PDF formats included · No subscription

Instant download
Word (.docx) + PDF
HIPAA · SOX · GDPR · EU AI Act
Customizable in under 1 hour

Two versions. Same policy foundation.

Both packs include the complete 10-section policy document. The Board-Ready Pack adds a 15-slide executive presentation for organizations that need leadership sign-off before rollout.

Policy Pack
$297

The policy document and everything you need to implement it. Right for compliance officers and legal teams who need a defensible policy in place quickly.

Includes
  • 10-section Generative AI Acceptable Use Policy (.docx)
  • PDF version for employee distribution
  • Employee Quick Reference Card — 1-page summary
  • Implementation Checklist — 20-step rollout guide
  • Yellow-highlighted fields for easy Word customization
Buy Foundation Pack — $297

An attorney drafting an equivalent policy from scratch typically charges $3,000–$5,000 and takes 3–6 weeks. This delivers the same outcome in under an hour.

10 sections. Every material obligation covered.

Written for regulated industries. Each section maps to specific HIPAA, SOX, GDPR, and EU AI Act obligations where applicable.

Section 1

Purpose & Scope

Defines what AI tools are covered, who the policy applies to, and the regulatory context. Includes a definition of "generative AI" that captures ChatGPT, Claude, Copilot, Gemini, and 200+ tools.

Section 2

Approved & Prohibited Uses

Clear list of permitted use cases and explicit prohibitions — including inputting PII, PHI, trade secrets, and attorney-client privileged communications into any external AI system.

Section 3

Data Classification Requirements

Maps data sensitivity tiers (public / internal / confidential / restricted) to AI tool permission levels. Employees can reference this before deciding whether to use AI on a task.

Section 4

Approved Tool Register

A customizable table listing approved AI tools, permitted use cases, and who has authorization. The basis for your shadow AI detection program — anything not on this list is unauthorized.

Section 5

Vendor Risk & Procurement

Minimum vendor requirements before an AI tool can be approved — SOC 2 status, data residency, training opt-out, BAA availability for HIPAA-covered entities.

Section 6

Monitoring & Audit Rights

Establishes the organization's right to monitor AI tool usage and conduct audits. Required language for any subsequent forensic investigation or regulatory response to be legally defensible.

Section 7

Incident Reporting

Defines what constitutes an AI-related incident and the reporting chain. Includes a simple employee decision flowchart: "I think I shared something I shouldn't have — what do I do now?"

Sections 8–10

Training, Enforcement & Review

Mandatory training requirements, disciplinary consequences for violations, and a structured annual review cycle. Includes the signature block required for board-level ratification.

From purchase to signed policy in under a day

No calls, no back-and-forth with outside counsel, no waiting. The policy is fully drafted — you fill in the blanks.

1

Download instantly

After purchase you receive an immediate download link via Gumroad. The ZIP file contains the Word document, PDF, quick reference card, and implementation checklist. No account required after download.

2

Fill in the highlighted fields

All customizable fields are highlighted in yellow in the Word document — company name, compliance officer name, key roles, applicable regulatory frameworks, approved tool list, and incident reporting contacts. No legal drafting required. You're filling in details, not writing policy.

3

Route for signature and distribute

Use the implementation checklist to complete rollout: legal review (optional but recommended), board ratification, employee distribution, and training completion tracking. The policy includes a signature block for formal adoption. Board-Ready Pack clients present the slide deck to leadership before distribution.

Four situations where not having a policy is already a liability

Regulatory audit or inquiry

A HIPAA auditor or SEC examiner asks for your AI usage policy. "We don't have one yet" is a finding. A policy — even recently adopted — demonstrates good faith and limits exposure.

Cyber insurance renewal

Insurers are adding AI usage questions to renewal questionnaires. A documented policy with board sign-off can affect both coverage eligibility and premium.

Known or suspected AI data incident

An employee used ChatGPT with client data. Having a policy in place at the time of the incident — even one adopted recently — changes the legal posture significantly.

Team AI adoption underway

Your team is asking about using AI tools. Leadership wants guardrails before something goes wrong. A policy establishes expectations and creates the paper trail that "employees were informed."

Common questions

Does this replace outside counsel review?

No — and we don't claim it does. The policy is fully drafted and covers the material obligations, but we recommend having your General Counsel or outside counsel review it before formal adoption. That review should take an hour, not weeks, because the drafting work is already done. That's the time and cost saving.

Which regulatory frameworks does this cover?

HIPAA (Privacy Rule and Security Rule), SOX Section 302/906 recordkeeping obligations, GDPR Article 5 and 25 (data minimisation and privacy by design), and EU AI Act Article 11 documentation requirements. Non-applicable frameworks can be removed or left as aspirational language.

What format does it come in?

Microsoft Word (.docx) and PDF. The Word version has all customizable fields highlighted in yellow for easy identification. The PDF is for distribution to employees once complete. The Board-Ready Pack adds a PowerPoint (.pptx) slide deck.

Can I customize it significantly, or is it a light template?

It's a full 10-section policy document — not a one-page template. You can customize it as heavily as you need. The highlighted fields are the minimum you must fill in. Everything else is editable in Word. Some organizations adopt it nearly as-is; others use it as the foundation for a more detailed internal document.

What's the difference between this and the Standalone Policy Writing service ($2,000)?

This pack is self-service — you customize it yourself. The Standalone Policy Writing service is a custom engagement where we write the policy for your organization using your specific tools, roles, incident history, and regulatory environment as inputs. If your situation is complex or you don't have internal capacity to customize the template, the writing service is the better option.

Can I upgrade from the Policy Pack to the Board-Ready Pack later?

Yes. Email adil@shadowaiforensics.com and we'll arrange an upgrade — you'll only pay the $200 difference, not the full $497 again.

A policy in place today.
Not after the regulator asks.

Both packs are instant downloads. No calls, no waiting, no retainer. If your situation is more complex, we offer custom policy writing from $2,000.